Compliance Data (for Annual Compliance Audit of SEBI RIA)
The Disclosure with respect to compliance with the Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for the last and the current financial year are as under:
| No. | Financial Year | Compliance Audit Status | Remarks (if any) |
|---|---|---|---|
| 1 | FY2020-21 | Conducted | NA |
| 2 | FY2021-22 | Conducted | NA |
The Disclosure with respect to compliance with the Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for the last and the current financial year are as under:
Complaints Data
Data for the month ending Jnauary 30, 2023
| No. | Received From | Pending at the End of Last Month | Received | Resolved | Total Pending | Pending Complaints < 3 Months | Average Resolution Time (in days) | Reason |
| 1 | Directly from Investors | 0 | 0 | 0 | 0 | 0 | N/A | N/A |
| 2 | SEBI (SCORES) | 0 | 0 | 0 | 0 | 0 | N/A | N/A |
| 3 | Other Sources (if any) | 0 | 0 | 0 | 0 | 0 | N/A | N/A |
| Grand Total | 0 | 0 | 0 | 0 | 0 | N/A | N/A |
Trend of Monthly Disposal of Complaints
| No. | Month | Carried Forward from Previous Month | Received | Resolved | Pending | Reason |
| 1 | Month before Previous Month | 0 | 0 | 0 | 0 | N/A |
| 2 | Previous Month | 0 | 0 | 0 | 0 | N/A |
| Grand Total | 0 | 0 | 0 | 0 | N/A |
Trend of Annual Disposal of Complaints
| No. | Month | Carried Forward from Previous Year | Received | Resolved | Pending | Reason |
| 1 | 2018-2019 | 0 | 0 | 0 | 0 | N/A |
| 2 | 2019-2020 | 0 | 0 | 0 | 0 | N/A |
| 3 | 2020-2021 | 0 | 0 | 0 | 0 | N/A |
| 4 | 2021-2022 | 0 | 0 | 0 | 0 | N/A |
| 5 | 2022-2023 (Ongoing) | 0 | 0 | 0 | 0 | N/A |
| Grand Total | 0 | 0 | 0 | 0 | N/A |
In case of any complaints (only for the fee-paying clients with active agreements) against the Investment Adviser, please write to dev [at] stableinvestor [dot] com.
If your complaint (only for the fee-paying clients with active agreements) is not resolved to your satisfaction within 30 days, you can raise a complaint on the SEBI Scores website or mobile app.